Suparna Sinhaa, Steven
Grayb, Cindy E. Hmelo-Silvera,
Rebecca Jordana, Catherine Eberbacha, Ashok
Goelc, Spencer Rugaberc
aRutgers University, United States
of America
bUniversity of Hawaii, United
States of America
cGeorgia Institute of Technology,
United States of America
Article received 10 March 2013 /
revised 15 May 2013 / accepted 23 May 2013 / available
online 27 August 2013
Abstract
A primary goal of instruction is to
prepare learners to transfer their knowledge and skills to
new contexts, but how far this transfer goes is an open
question. In
the research reported here, we seek to explain a case of
transfer through examining the processes by which a
conceptual representation used to reason about complex
systems was transferred from one natural system (an aquarium
ecosystem) to another natural system (human cells and body
systems). In this case study, a teacher was motivated to
generalize her understanding of the Structure, Behaviour,
and Function (SBF) conceptual representation to modify her
classroom instruction and teaching materials for another
system. This case of transfer was unexpected and required
that we trace back through the video and artefacts collected
over several years of this teacher enacting a
technology-rich classroom unit organized around this
conceptual representation. We provide evidence of transfer
using three data sources: (1) artefacts that the teacher
created (2) in-depth semi-structured interview data with the
teacher about how her understanding of the representation
changed over time and (3) video data over multiple years,
covering units on the aquatic ecosystem and the new system
that the teacher applied the SBF representation to, the cell
and body. Borrowing from interactive ethnography, we traced
backward from where the teacher showed transfer to
understand how she got there. The use of the actor-oriented
transfer and preparation for future learning perspectives
provided lenses for understanding transfer. Results of this
study suggest that identifying similarities under the lens
of SBF and using it as a conceptual tool are some primary
factors that may have supported transfer.
Keywords: Transfer;
Technology; Teacher learning; Systems thinking
http://dx.doi.org/10.14786/flr.v1i1.1
1. Introduction
The
aim of transfer research is to identify instructional
conditions that prepare learners to apply what they have
learned to new contexts. As designers of learning
environments, we seek to create tools to facilitate
transfer. We argue that one such tool is the use of
conceptual representations to organize instruction by
allowing students to develop a means to think about
conceptual elements in a more generalised way (Liu
& Hmelo-Silver 2009). In addition, our prior
research suggests that use of certain conceptual
representations can promote understanding of complex
systems.
Helping
students and their teachers develop an understanding of
complex systems is a difficult yet important component of
scientific literacy (Sabelli 2006). Given
the ubiquity of complex systems in the natural world,
transferring ideas about complex system learning in one
context to another is critical for the development of
scientific thought. In
many cases the behaviour of system components can affect its
overall function, through emergent processes and localized
interactions (Jacobson & Wilensky s2006). These
interactions are often dynamic and invisible which make them
difficult for learners to understand and present
instructional challenges for teachers (Feltovich et al.
2001; Hmelo-Silver et al. 2007).
Here
we define systems thinking as being able to understand how
bounded phenomena arise through considering the interactions
and relationships among these interdependent structures,
behaviours, and functions (Hmelo-Silver et al., 2007; NRC,
2012). There is evidence to suggest
that students find it especially challenging to think about:
(1) the interactions between visible and invisible structures,
(2) the effect of their dynamic behaviours on overall
functions, and (3) being able to extend their thinking beyond
direct causality of complex systems (Grotzer & Bell-Basca 2003;
Hogan 2000; Hogan & Fisherkeller
1996; Jacobson & Wilensky, 2006; Leach et al. 1996; Reiner & Eilam 2001).
In the
research presented here, we investigate an unexpected case
of transfer in a teacher - as the learner - who had been
involved in a long-term classroom research project and
appropriated the conceptual representation from the
researcher-developed units to develop new instruction. This
is particularly notable because learning about complex
systems is often difficult (Hmelo-Silver
et al., 2007).
Although
our research focuses on the use of conceptual
representations as a tool for learners, it also appears that
it can be a tool for teachers to deepen their own
understanding of complex systems (Liu & Hmelo-Silver
2009; Goel
et al., 1996).
Specifically we discuss how Structure-Behaviour-Function
(SBF) served as a conceptual representation that promoted
transfer across different complex systems (Goel et al., 1996).
Structures are defined as the components of a system,
behaviours as the mechanisms or processes that occur within a
system and functions as system outcomes (Goel et al., 1996; Machamer et
al., 2000). We developed technological tools using the SBF
representation that make these features of complex systems
salient (Hmelo-Silver et al., 2007; Liu &
Hmelo-Silver 2009; Vattam et al. 2011). Our study draws
attention to a teacher’s journey of understanding SBF as a
conceptual tool, using it in the context of a
technology-intensive science curriculum and her initiative to
appropriate SBF as a conceptual representation beyond what we
designed it for and use it meet local curricular needs.
2. Research goals
This study focuses on two main research
questions:
1. How
does a middle school science teacher develop her understanding
of SBF as a representational tool?
2. How
does generalization of SBF prepare her to make sense of a new
complex system?
Specifically
the focus of this study is to understand the means by which
the teacher takes up opportunities to generalise her
understanding of SBF as a representational tool to view similarities
between two systems; one provided by researchers and one
designated by the teacher. To understand the conditions that
facilitated transfer, we need to view it through a lens that
magnifies this teacher’s learning trajectory. To
2.1 Transfer
through alternative lenses
We consider transfer from
both an actor oriented approach (AOT; Lobato 2004, 2006) and a
preparation for future learning perspective (Bransford &
Schwartz 1999) to investigate a teacher as a learner applying
knowledge in a new curricular unit.Lobato (2003, 2006)
proposes that shifting from the observer’s (expert’s)
perspective to considering how the actor (learner) perceives
similarities between the new problem scenarios to prior
experiences is a useful tool to understand transfer. Evidence
for transfer from this perspective is found by scrutinizing a
given activity for any indication of influence from previous
activities.
Moreover, we investigate
how a greater understanding of SBF representations might have
contributed to transfer from a preparation for future learning
(PFL; Bransford & Schwartz, 1999) perspective. The PFL perspective
focuses on the strategies used by learners in knowledge rich
environments and their ability “to learn a second program as a
function of their previous experiences” (Bransford &
Schwartz, 1999, p. 69). This
provides a framework for evaluating the quality of particular
kinds of learning experiences and the feedback they provide.
Feedback is a powerful factor in preparing students to make
sense of instructional materials, to help them in knowledge
construction and as a result facilitate transfer of skills
needed to unpack novel problems (Moreno, 2004;
Tan & Biswas, 2006). Like
other alternative perspectives on transfer (e.g., Konkola,
Tuomi-Grohn, Lambert, & Ludvigsen, 2007), the classroom
context and activity is an important factor in promoting
transfer.
We add to the transfer
literature by exploring use of the SBF conceptual tool for
abstracting systems thinking. That is, the
conceptual tool can be used to make sense of complex systems
by thinking about macro and micro level connections either
independently or at multiple levels of intersections. We make
the conjecture that SBF as a conceptual tool can serve as a
focusing phenomenon, which makes it suitable for integrating
the AOT and PFL lenses of transfer as we describe in the next
section. In this study, we investigate how the experiences
that led to successful generalization of SBF as a conceptual
tool prepared the teacher to keep refining her systems
thinking.
2.2 Supporting
transfer through focusing phenomena
Lobato et al (2003)
propose that focusing
phenomena supports
transfer by prompting students to generalize their learning.
As a concept they define focusing phenomena as "observable
features of the classroom environment that regularly direct
attention to certain mathematical properties or patterns"
(p.2). They attribute a combination of factors such as
curriculum materials, artefacts, teacher’s instructions as
important for directing and focusing students' attention
towards the intended content. In the context of this study, we
extend the notion of focusing phenomena to science.
We propose that SBF
serves as focusing
phenomena (Figure
1) to advance systems thinking. It helps the teacher focus her
attention on understanding connections between multiple
structures, their functional roles within the complex system
and the behaviours they exhibit. Here we consider the
importance of generalizing SBF as a tool for transfer.
From an AOT perspective, SBF as a focusing
phenomena highlights
what is similar between two complex systems i.e. the aquatic
ecosystem (introduced by the researcher) and human digestive
system (introduced by the teacher). It helps concretize the
idea that biological systems are similar to ecosystems in
terms of interacting at multiple levels. Using this
framework affords the teacher opportunities to focus on the connections
that exist between various organs of the digestive system.
Specifically, it directs the teacher’s attention to the ways
that “structure and function in biological systems are
causally related through behavioural mechanisms” (Hmelo-Silver
et al., 2007, p. 308). The teacher’s understanding of SBF in
the classroom mirrors her understanding of systems thinking.
This is important for us, as researchers, as it lets us trace
the teacher’s learning trajectory. From a
PFL perspective, thinking in terms of SBF prepares learners to
understand that behaviours are mechanisms and processes that
enable structures to achieve their functions in biological
systems (Bechtel & Abrahamson, 2005; Machamer, Darden,
& Craver, 2000). In the
remainder of the paper, we present a case study that considers
how several aspects of the learning environment influenced the
teacher’s generalization of SBF as a conceptual tool.
Figure 1. SBF as Focusing
Phenomena. (see pdf file)
3 A
case of transfer: The instructional context
This
study is part of a larger research program, which is a
technology-intensive curriculum unit centred on an aquarium
based aquatic ecosystem. The curriculum provides multiple
opportunities for learners to develop and deepen their
understanding of SBF as a conceptual tool. First, technological
tools such as the
RepTools toolkit (Hmelo-Silver et al., 2011) and the
Aquarium Construction Toolkit (ACT; Vattam et al., 2011)
were designed: (1) to help learners think about aquatic
ecosystems in terms of structures, the functions they
perform within the system and the behaviours they exhibit to
perform the functions, (2) teach about the aquarium
ecosystems using SBF as a conceptual tool for a period of 4 years, and (3)
engage in active discussions about the concept and ways to
teach it with the research team present daily in the
classroom and at the annual professional development
workshops.
3.1 SBF
tools
The
RepTools toolkit includes a function-oriented
hypermedia (Hmelo-Silver
et al., 2007; 2009; Liu & Hmelo-Silver, 2009) organized in
terms of SBF representation and Net Logo computer simulations
(Wilensky & Reisman, 2006). The hypermedia (Figure 2)
introduces the aquarium system with a focus on functions and
provides linkages between structural, behavioural and
functional levels of aquariums. It is organized
around what, how, and why questions which correspond to
structures, behaviors, and functions.
Figure 2. Aquarium
Hypermedia. (see pdf file)
Two
NetLogo simulations allow learners to explore macroscopic
processes of fish reproduction (i.e.,
the fishspawn simulation, Figure 3a) as well as microscopic
processes (the nitrification simulation, Figure 3b) that represent the chemical
and biological processes in the aquarium. The simulations
provide a context for learners’ investigation of the aquatic
ecosystem. They
afford opportunities for designing experiments, manipulating
variables, making predictions, and discussing conflicts
between predictions and results. Each
simulation allows learners to explore key features that are
relevant to the process of fish spawn or nitrification cycle.
Figure
3a. Macro
level- Fish spawn simulation. (see pdf file)
Figure
3b. Micro
level – Nitrification simulation. (see pdf file)
The
second component to the learning environment, ACT is designed to
promote construction of SBF models (Vattam et al., 2011).
Models can be constructed either in a table (Figure 4a) or
graph (Figure 4b) format. The
model table focuses learners’ attention on thinking about
various structures in an ecosystem. The three column table
affords the opportunity for learners to think about the
structural components, their multiple behaviours and
functions. This
is valuable because learners get an opportunity to understand
both individual mechanisms in the system and the meta-level
concepts related to complex systems.
Figure 4a. Sample ACT
Model Table. (see pdf file)
The ACT model graph is a
platform for learners to create models of their evolving
understanding of ecosystem processes in terms of SBF. As
students read through the hypermedia, generate and test their
hypotheses with the simulations, they integrate the critical
structures with their behaviours and functions in ACT models.
3.2 Methods
We
used a case study approach to characterize how a science
teacher, Ms. Y, appropriated her understanding of SBF as a
representational tool and applied it to make sense of a new
complex system. Case study methodology allowed us to use
multiple data sources to study this complex phenomenon in
context (e.g., Stake, 1998; Yin, 2009). Borrowing from
interactional ethnography (Castanheira, Green, & Yeager,
2009) we began at the end—the SBF hypermedia that Ms. Y
constructed. The unit of analysis for this case is the
individual teacher in her classroom context over several
years. Through this approach, we used multiple sources of
data to trace the social and cognitive events that occurred
over time and led Ms. Y to see SBF as a tool she could
appropriate for her teaching practice. Although
this was not an ethnography we borrowed the logic of this
inquiry approach to understand how an individual within a
social context constructed particular knowledge over time
(Bridges, Botelho, Green, & Chau, 2012).
3.3 Context
Ms.
Y taught seventh grade science at a public middle school in
North East United States. She had been teaching science for
26 years and had a Bachelor’s degree in Elementary
Education. This study was part of a larger 4-year study
focused on teaching middle school science students about
aquatic ecosystems. Ms. Y
participated in annual professional development (PD)
workshops. The PD focused on concepts related
Ms. Y
had been using the RepTools and ACT in an aquarium
curriculum for four years when she informed us that she
wanted to develop her own instructional tools using the SBF
representation to teach about cell and human body systems. This
prompted her to collaborate with her colleague, another
science teacher, Ms. T. Together they used Microsoft Power
Point to create a human body system presentation, modelled
after the function-centred aquatic hypermedia. We refer to
it as the teacher-created
hypermedia. Given their limitations in terms of
technical knowledge in designing a hypermedia similar to the
one we had created, the teachers hyperlinked key words in
their power point presentation and follow up questions to
point to relevant slides.
Ms. T
also taught seventh grade science in the same school. She
was a new teacher with one year of teaching experience. Ms.
T had a science education background. While she collaborated
with Ms. Y, she also attended the annual PD and implemented
the same technology intensive curriculum on aquatic
ecosystem in her classroom.
Each
teacher taught four diverse seventh grade classes with
approximately twenty-five students in each section. During
the curriculum implementation the students were grouped
together in small heterogeneous groups.
3.4 Data
sources
We had three primary
sources of data. First
was the artefact that the teacher created (this indeed was the
impetus for our research). Second,
we conducted an
hour-long semi-structured interview with the two teachers, Ms.
Y & Ms. T. Finally we collected video data of classroom
interactions. These videos were drawn from classroom data from
a long-term (i.e., four year) research project. These helped
us to understand: (1) why the teacher transferred her
generalizations of SBF representations to new instructional
domains and (2) how she transferred these understandings. We
interviewed Ms. Y & Ms T approximately two months after
Ms. Y completed teaching about both systems. The primary focus
of the interview was to understand how she conceived the idea
of extending the computer-based representational tools beyond
what was expected from her, the influence of her prior
knowledge during this process, and her attempts to prepare
herself to solve new challenges.
Following
Powell, Francisco and Maher’s (2003) recommendations for
video analysis, we reviewed video data to identify critical
events. In
an attempt to trace and track the nature of Ms. Y’s
generalizations of SBF we selected representative clips of
critical events from her classroom that demonstrated
evidence of her developing understanding and generalization
of SBF representations as a tool to teach about another
complex system. These video clips included whole class
discussions that Ms. Y had with her students while: (1)
introducing the SBF representation for the aquatic ecosystem
in Year 3 (i.e., the year before she created the digestive
system unit), (2) introducing the SBF representation for the
aquatic ecosystem in Year 4 i.e. the year she employed the
digestive system unit, and (3) explanation of SBF
representations and modelling of the digestive system unit.
We viewed a total of nine clips that consisted of three
classroom interactions for each of the three kinds of whole
class discussions.
3.5 Analysis
We
examined classroom interactions that highlight Ms. Y’s
learning trajectory with SBF as a representational tool. The
video data were analysed using Interaction Analysis (IA;
Jordan & Henderson 1995), which involved collaborative
viewing of video clips by six members of the
interdisciplinary research team. We successively conducted
nine IA sessions to collaboratively review the selected
video clips, describe observations, and generate hypotheses.
Any differences in opinions were resolved by discussions.
During
the IA sessions we focused our attention on two specific
aspects of Ms Y’s practice. First, we paid attention to
patterns and variations in the ways that she introduced the
SBF as a conceptual tool in relation to the aquatic
ecosystem across the four years. Specifically, we examined
her explanation of the concept, the analogies she presented
and whether or not she sought help from any external
resources, such as researchers in the classroom or Ms T.
Second,
we focused on how she introduced SBF as a conceptual tool in
the context of the human body unit. At this time we made
comparisons between the ways the topic was introduced in the
aquatic ecosystem with the human body system. We also looked
for similarities in terms of analogies. In particular, we
wanted to understand if and how her prior knowledge of SBF
prepared her to discuss this particular complex system with
ease and confidence.
To
gain a holistic perspective of the teacher’s journey we also examined
the interview transcript. We looked for themes related to
the mechanisms by which transfer occurred in the ways in
which the teacher constructed similarities between
aquarium and digestive systems. This
allowed us to triangulate the teacher’s perspective with
the IA and artefact analysis.
4. Findings
Based
on our analysis of the interview and video data we
identified themes related to AOT or PFL perspectives. These
findings helped strengthen our understanding of the
processes Ms. Y used to generalize SBF as a representational
tool and observe how it prepared her for the transfer. The
AOT perspective provided a framework to trace Ms. Y’s
evolving understanding of using the SBF lens as a tool to
make sense of aquatic ecosystem. The PFL perspective
demonstrated how Ms. Y transferred and used her knowledge of
SBF to make sense of a complex system that was outside the
scope of our research.
4.1 Tracing
and tracking Ms Y’s Understanding of SBF from an AOT lens
4.1.1 Orientation
to the SBF representation led by the teacher
Ms Y’s
journey began with using the ACT tool. The ACT technology
enabled construction of SBF representations using the Model
Table (Figure 4a). The tool introduced the students and Ms.
Y to the language of SBF representations. Initial
data analysis of the whole class video revealed that the
teacher’s introduction of the SBF representation played a
critical role in students’ conceptual understanding of the
complex system. She presented the idea that the SBF
representations captured interconnected entities within a
complex system while completing the ACT table:
In this excerpt, Ms. Y
drew the students' attention to the functions and behaviours
of various structures present in the aquarium. The students
identified structures such as fish (turn 1) and ammonia (turn
8). Next she prompted them to think about their behaviours and
functions. In turn 2, the students responded that the
behaviour of the fish is to release waste. She pushed them to
think in detail about the kind of waste (turn 3) and the
function or overall purpose of this behaviour (turn 5). In turn
11, she clearly articulated that structures have a function
within complex systems. Although
this is a somewhat mechanical application, it also allowed her
to begin to see how the SBF lens might serve as a tool for
understanding systems.
We speculate that this
discussion prepared both the students and Ms Y. to use the SBF
conceptual representation to understand the interconnectivity
between various structures within complex systems. This
initial understanding of SBF as a representation may have
prepared Ms. Y to appropriate SBF as tool when she
collaborated with her colleague to create a new learning tool
i.e. (the teacher-created hypermedia).
4.1.2 Teacher-created
hypermedia
Just as the orientation to SBF was the starting point, the artefact that Ms. Y created at the other end bound the case study. Ms Y., in collaboration with her colleague Ms. T, created new hypermedia in the form of an interactive PowerPoint of the cell and body systems mirroring the aquarium hypermedia developed by the research team (Figures 5a and 5b). The teachers’ hypermedia outlined the different structures in the system along with orienting why and how questions. The how questions were directed towards behaviours of system components and the why questions focused on functions. The teachers created this hypermedia as a learning resource to help students connect cell systems to larger body systems. The research team did not plan either the body system hypermedia or the use of modelling these systems using the ACT software; the teachers did this of their own volition.
Figure 5b. Teacher-developed
Hypermedia. (see pdf file)
The development of the
cell hypermedia demonstrated multiple ways by which Ms. Y
generalized and transferred her understanding of SBF as a
conceptual tool. First, understanding the SBF of the aquatic
ecosystem prepared her to teach it better in successive years
and second, she was able to modify the learning environment
(i.e., by changing them physically–from an aquarium hypermedia
to a cell hypermedia and by seeking resources) into something
that was more compatible with her current goals.
4.1.3 Identifying
similarities through SBF representations
Ms.
Y’s initiative to extend and appropriate our research and
develop additional classroom instruction suggested that the SBF
representation was becoming a tool for her to see similarities
across complex systems. Adopting
an AOT perspective helped us understand how she constructed
similarities between what she had been teaching for several
years (the aquatic ecosystem) to the current unit she
developed (cell and body systems). This
perspective helped us recognize which connections
she made, on what basis, and how and why those connections
were productive (Lobato, 2004). For
example, consider Ms. Y’s response when asked about the
utility of their hypermedia during the interview session:
Right, and it's a hard concept to get.
So, what we were thinking about is like the kids actually
think when they eat food it breaks down and then leaves the
body. They don't get that the food has to go to the cells
and the cell actually works and creates energy from this
food and then there's a waste and it sends that back to the
body for it to be excreted. So we're trying to give them not
only the names of the parts and what each part does
individually but how it needs to work-...And we're doing the
behaviour not only of the cell itself but behaviour of all
the systems and then the behaviour of the whole body. And
the cells are all part of that whole body.
This highlights that Ms.
Y understood that the cells were an integral part of the body
systems and could not be taught in isolation. Earlier, she
noted that systems in the body are not disconnected and have
complex mechanisms that allows for higher order operation.
This provided evidence that she now understood how structures
within a system perform multiple behaviours in order for it to
function effectively. The IA
results showed how
Ms. Y introduced the SBF representation and refined her
thinking over multiple years.
4.1.4 Refining
the SBF representation as a conceptual tool
From an AOT perspective
we needed to track Ms. Y’s transition from her initial naïve
ideas about SBF representations to a more expert conception.
The results from the IA indicated that Ms. Y’s understanding
of the SBF representation as a conceptual tool changed. She
used several distinct strategies to introduce the topic of
complex systems ranging from discrete (i.e., in Years 1, 2 and
3), to acknowledging
complexity (in Year 4), and finally providing a systems
perspective with her new cell/body unit. In the first three
years, she
introduced to the SBF representation to her students by
mentioning the new terminology being used to understand the
aquatic system. However,
she introduced structures, behaviours, and functions as
discrete constructs. In Year 4, she espoused a coherent view
of SBF representation as a conceptual unit. Later that year,
while introducing SBF in the context of the unit on cells and
body she explained SBF as a system, complete with nested and
interconnected subsystems.
4.1.4.1 Year
3: SBF representations
Ms.
Y’s early introduction to SBF representation suggested a
focus on linear connections. This was shown by the way in
which she filled out the ACT SBF table (Figure 4a) in front
of the classroom. As a way to connect ideas about SBF she
drew clear conceptual lines between one structure at a time
and all the behaviours exhibited by that structure as the
following example shows:
We just named them all yesterday. The
heater, the fish, the plants. Those things are called the
‘structure’. The next word we're gonna use is ‘behaviour’. The
behaviour is what the fish do. What do the things do in the
tank? And the next word we're gonna use is ‘function’ okay? So
what I want to do today is to start with structure and
behaviour. So,
I made a chart and the first column is the structure, or the
parts. So everyone write down one of the things in the fish
tank is fish and the second column I wrote was behaviour, and
the third column I wrote was function. We're going to start
with this second column that is behaviour. When I ask you the
behaviour of something, I want to
Here
Ms. Y. described the meaning of the term “behaviour”
somewhat superficially as “what fish do” rather than the
more expert mechanistic view. She established linear
connections between the structure (fish) and the multiple
behaviours (swims, eats, breathes, poops) that this
structure exhibits. After promoting an understanding of the
behaviour exhibited by the structure (fish), she then drew
another relationship between each individual behaviour in
the last column to indicate the behaviour’s function.
4.1.4.2 Year
4: SBF representations are interconnected
Over time, Ms Y’s introduction to
the SBF representation became richer and more complex. In
the excerpt below taken from a whole class discussion in year
4 she
described structures, behaviours and functions as
interconnected entities within a system, rather than discrete
elements on a worksheet:
After turn
13, the class went on to discuss the fish and the plants, how
the filter aerates the tank and how it affects the whole
system. In
turns 3 and 5 when Ms. Y discussed the behaviours (the
mechanism that cleans water in tank) and function of the
filter (by collecting faeces from fish) she was guiding
students’ answers to structure, behaviour, and function
simultaneously and filling in the chart appropriately,
stressing relationships rather than focusing on any one aspect
in isolation. Turns 6-12 show that Ms. Y used student response
to generate more questions that linked what and why questions
throughout her classroom discussion, highlighting the system
complexity.
4.1.4.3 Year
4: SBF representations at multiple levels of complex systems
Later in the same year, when introducing
her unit on the cells to the class, Ms Y emphasized that SBF
works as a whole across multiple levels of complex systems. As
the next excerpt shows, she did so not directly, but more
discretely through leading questions:
These demonstrate how Ms. Y
refined her thinking about SBF as a conceptual tool. Whereas
earlier, her focus was primarily in working with the aquatic
ecosystem, she later introduced a new level of complexity by
introducing the idea that there exists multiple ‘mini systems’
within the human body system. She still focused largely on
structures but she also made connections to behaviours and
functions. In addition, she helped students understand that one
structure may have multiple behaviours and functions (in turns 1
and 3).
Comparing
her SBF representation of the cell system here to that of the
aquatic ecosystem in the earlier unit, she presented it to the
class as a coherent system rather than discrete SBFs. In
addition, when applying the SBF representation to the cell, Ms.
Y introduced a meta-perspective by explicitly explaining that
the task was to represent their ideas through modelling (in turn
1). Moving away from the isolated task provided in earlier
(i.e., filling out the table by first listing structure followed
by behaviour, and then function), Ms. Y explained that the
students were organizing their knowledge in model graph. By
placing emphasis on the modelling tool and providing students
with the starting point of the structure, the cell, Ms. Y
explained that the task was to develop a representation of their
ideas about the human body system, using the table to organize
their ideas and providing the students with leading questions
that she had provided earlier when talking about the SBF
representation in the aquarium unit.
This
transition suggested that Ms. Y was an active learner herself.
She frequently asked questions to the research team and Ms. T,
to refine her understanding. This practice of asking questions
had two effects. First, it helped Ms. Y identify and address the
gaps in her understanding, which prepared her for future
learning. Second, it shed light on the processes that she as an
actor (learner) used to construct similarities between the
aquatic ecosystem and cell system.
4.2 Experiences
to promote transfer from a PFL perspective
4.2.1 Recognition
of teacher as a learner
In
the interview, Ms. Y indicated that since the beginning of her
involvement in the project, her knowledge continually developed.
She explained that she was the primary source by which
information was passed from the research team to the students
and that over time she felt that she became more competent in
this role. In the interview, she acknowledged her lack of
mastery over the content and was aware that she refined her
ideas of the SBF representation and the aquarium unit which lead
to development of the new unit:
Okay,
my knowledge of this still develops every year because it’s
knowledge that [research team leader] had and it- you know- was
her angle on something and then I had to try to understand what
was going on in her head. So it's taken me many years of
practice and talking to [research team leader], talking to
[researchers in the room], to kind of get this. And I still do
not feel like I'm really solid on it, but I get it more and more
each year.
These
statements demonstrated that Ms. Y saw herself as a learner in
her classroom as she was looking critically at her current
knowledge and beliefs. This experience prepared her to deepen
her understanding of the content, and revise her ideas as she
gathered new information.
4.2.2 Collaboration
facilitates generalisation
The
collaboration aspect was beneficial during the inception,
design, and construction of the teacher created hypermedia.
Together they went beyond our research agenda by using SBF as a
conceptual tool to create a power point presentation of human
body systems. It afforded opportunities for sense making and
focus on critical aspects of complex systems while working with
the tools (Figure 6). As Ms. Y talked about the creation of the
cell hypermedia, she revealed that she was highly motivated to
do so because of the potential for feedback and interaction with
Ms. T. For example, when asked how the idea came about and the
variables that affected the development of the new tool, Ms. Y
responded:
So then I
kind of realized that what I needed to do was give her [Ms. T.]
my idea and then hear from her what she would add to that and in
turn that would- I would take what she added into my lesson, so
one of us throws out like a main idea and then the other one
builds upon that main idea and then we get a better idea. And
that's how I think that the Hypermedia came along. Because this
whole concept has been in my head for a long time, about how
kids don't understand the whole body and the cells connection to
the body. So I talked about it with Ms. T and then she started
talking about making a Hypermedia and then we went back and
forth on how we we're going to do it.
Figure 6. Affordances of
the learning environment that promote SBF thinking. (see pfd
file)
From a PFL
perspective, people seeking multiple viewpoints about issues may
be one of the most important ways to prepare them for future
learning (Bransford & Schwartz, 1999). It is clear from this
excerpt that Ms. Y. felt it useful that she could exchange her
ideas and collaborate in the creation of the new hypermedia with
Ms. T.
This
finding suggests that Ms. Y. was able to see the possibilities
for transferring her understanding of the SBF representation.
However, this transfer was dependent on the idea of using
hypermedia itself as a way to organize complex content in
addition to the SBF representations. Our
next set of results focus on elaborating how she used the
aquatic hypermedia to guide her thinking about designing for
another complex system.
4.2.3 Appropriating
salient features of the aquarium hypermedia
When asked
about what parts of the hypermedia she found useful in her own
development, Ms. Y felt that working with the same Aquarium
Hypermedia for four years allowed her to incorporate some of the
key features in the hypermedia she created. Although her
hypermedia did not possess the technological and conceptual
sophistication of the aquarium hypermedia, it prepared her for
refining her understanding along a trajectory of increasing
expertise. This
process was important from an AOT
perspective as it enabled her to see the connections between two
situations by identifying the salient features from the earlier
hypermedia environment (Lobato, 2004). It is notable that
she transferred other features of the hypermedia structure
beyond SBF, including the use of guiding questions as well as
the use of short pieces of text accompanied by simple and
relevant graphics:
I would say
that I definitely liked how each question lead to another
question because that's how we modelled ours was every question
gave an answer but then lead to another question and another
question and another question…. We also used just short pieces
of information because I think the kids get bored if you put too
much it's overwhelming. We used pictures and then we also had it
not only lead to different the next one and the next one but it
bounced back sometimes a design in the hypermedia too.
From the
interview it is clear that Ms. Y drew upon relevant features of
the aquarium hypermedia. Although her rationale for keeping a
short text was different from what we had in mind while
designing the aquarium hypermedia, this process of
experimentation also helped her clarify her own thinking about the concepts
that she is placing within the new hypermedia contexts
(Bransford et al., 1990).
4.2.4 Approaching
ACT to model a new system
In
addition to appropriating aspects of the Aquarium Hypermedia,
Ms. Y also appropriated the ACT tool so that students could
model body systems in the same fashion as they had for the
aquarium system (Figures 7a and 7b).
Figure 7a. Digestive
system ACT Table view. (see pdf file)
The following excerpt highlights Ms.Y’s
journey of trying to understand how to use SBF as a conceptual
tool, the ACT technology itself and feel comfortable using it to
teach by herself:
At first she
(research team leader) came and she was just testing the kids’
knowledge and that I was not really involved. And then … we
originally started talking about the cell and the body as that
was an area she worked in, and then she got the idea of the
respiratory system because that slowly developed into … the Net
Logo and the Hypermedia. Back then structure, function and
behaviour I think for me was all just disjointed. All the pieces
were here and I was just trying to keep up with her. And then …
the ACT program helped a lot because it sort of put everything
together for me in the end, like okay, here's all the knowledge
that the kids have been getting along the way, here is proof
that they got it. And for me it was just a slow process of
absorbing everything and you know kind of understanding it until
I could you know turnkey it and then we could turn around and
together make another Hypermedia with it.
This exemplified the
importance of the ACT software as a capstone to allow for
students’ and Ms. Y’s understanding of the new system be made
explicit. In the interview Ms. Y recalled that in the beginning
of the research program (i.e., Years 1 and 2), her understanding
of the framework was “disjointed”. She attributed the ACT
modelling toolkit to prepare her to create the human body system
hypermedia. It appeared to help her think about interconnections
between structures, their functions and visible behaviours. This
example from the interview, and the classroom task of modelling
body systems in ACT, indicated that Ms. Y possessed the
confidence to organize the new ideas generated by her hypermedia
into SBF terms using the tool and the importance. Additionally
it also highlighted her ability to appropriate the ACT tool as
the final classroom task to evaluate knowledge generated by the
hypermedia as a way to organize student ideas about complex
systems.
4.2.5 Preparing
to ask SBF oriented questions
A
critical aspect of transfer of the SBF framework involved being
able to make sense of the new complex system in terms of "what",
"how" and "why" questions. The ACT modelling table (see Figure
4a) prepared learners to think about the aquatic ecosystem in
terms of SBF by answering questions related to "what", "how" and
"why." It
was evident that questions related to "what" pertain to visible
and invisible structures that determine key variables of the
aquatic ecosystem. Because the learner had to only
identify
Video
analysis in Year 1 revealed that although Ms. Y discussed the
role of functions and behaviours, she was more comfortable
labelling the aquatic ecosystem in terms of its relevant
components. This was apparent, as she would begin the class with
"what" questions. If the students gave her the expected answer
she would make an attempt to elaborate on it. But when the
students gave incorrect answers, she just ignored the response. As a
result the students were not encouraged to share their confusion
with the class in terms of why they thought so and how they came
to the conclusion. During the year we observed that Ms. Y
consistently asked more "what" questions. This prompted the
students to give single word responses. The students also
noticed that the teacher expected them to give short answers
that did not call for detailed explanations. This indicated that
Ms. Y was hesitant to open the discussion for an in-depth
systems thinking conversation that focused on SBF relations. It
was likely that at that stage her idea about complex systems was
focused on identifying relevant structures.
We
observed a slightly different trend in Year 2. Although the
"what" questions dominated the whole class discussions, students
were also asked to think about possible interactions or
connections between structures. As the
students identified such relationships, Ms. Y led the discussion
on “how” questions by writing down behaviours that connected
structures.
Video analysis indicated
that in years 3 and 4, Ms. Y appeared to be confident in
discussing the aquatic ecosystem in terms of a complex system,
interconnected by visible and invisible components as this next
example shows:
This
excerpt shows that Ms. Y opened the discussion by asking the
class to identify structures connected to the aquatic ecosystem.
Next she drew their attention to thinking about their
behaviours. As soon as the class discussed some behaviours, she
asked them to think about behaviours in context to their
functional role in the aquarium based aquatic ecosystem. Ms. Y
was able to build upon her prior understanding of SBF as a
conceptual tool.
5. Discussion
As we seek
to understand transfer, we must address questions related to the
“what” and “how” of transfer. That is, we need to articulate the
exact nature of the content or “what” is being transferred.
Equally important is identifying the mechanisms or the “how”
that is responsible for this transfer to occur. We suggest that
we can accomplish these goals through the integration of AOT and
PFL perspectives on transfer. We used AOT to reach backwards and
see how the similarities were constructed, whereas PFL allowed a
look forward at how applying SBF prepared Ms. Y for her future
learning and practice. The case
study findings showcase how different perspectives on transfer
allowed us to understand how participation in a research project
driven by principles of learning empowered a teacher to
appropriate these tools in her own practice, going beyond the
research project context.
This case
study suggests that SBF as a conceptual tool has potential for
making sense of complex systems. We propose that using SBF as a focusing
phenomena (Lobato
et al., 2003) is a mechanism that facilitates transfer. SBF was
a lens through which Ms. Y could see the relationship between
systems and prepare her to learn about new systems. Our findings
demonstrated the processes adopted by the teacher to generalize
her understanding of SBF. This included an initial superficial
engagement with SBF that she deepened and refined over several
years and her own reflectiveness in seeing herself as a learner. In
addition we discussed the influence of the social environment
and technological affordances that appear to prepare her for
transfer. The
additional viewpoints of Ms. T. and the conversations with the
research team suggest that collaboration is important in
preparing for transfer. Having a general-purpose tool that she
could re-purpose to use for a new unit was instrumental in this
process. Finally,
she was able to use the hypermedia that the research team had
created as a worked example that allowed her to explore the
content and how SBF could be applied to a new domain.
From a PFL
perspective, these results shed light on specific processes and
challenges that Ms. Y had to overcome. Specifically we were keen
to understand what it took for a teacher to acquire mastery over
using a conceptual tool in one context and be prepared to use it
to solve a problem in a different context. The findings
indicate that the SBF representation focused the teachers’
attention on the behavioural connections and functional roles of
components within complex systems. It prepared them to think
about the actions or “how” components behave within a complex
system in relation to their overall functions. Both teachers
reported that this was useful when they started working on
creating the hypermedia on digestive system.
Although
the teacher-constructed hypermedia lacked the technical
sophistication of the researcher created hypermedia, the
teachers made productive use of a technology they were familiar
with, a power point presentation. The teachers also successfully
incorporated key features of the aquarium hypermedia such as
leading questions, short descriptions and use of images. Their
interview responses indicated that their prior experience with
the aquarium hypermedia drew their attention to these features.
This prepared them to be efficient and effective with their own
hypermedia design. Both these processes (i.e., creation of the
new hypermedia and thinking in terms of behaviours, in addition
to structures and functions) were vital as Ms. Y was able to
revise her knowledge and beliefs, which set the stage for her to
analyse and appreciate critical features of the new information
presented to her (Bransford et al. 1990; Moore & Schwartz,
1998). This process of analysing her beliefs and strategies also
highlights the active nature of transfer, which is an important
part of PFL. The initiative she took in applying her SBF
representation understanding to teaching a new unit demonstrates
her ability to revise and rethink the current situation to suit
her current goals. From a PFL perspective this is valuable as it
reveals the importance of activities and practices that are
beneficial for “extended learning” rather than on one-shot task
performances (Bransford & Schwartz, 1999).
Our study
also extends the transfer literature by proposing new ways for
understanding teacher learning trajectories. As we observed Ms.
Y’s transition over multiple years, our focus was on the
processes she followed during this transition rather than
assessing mastery over content knowledge. In terms of learning
trajectories, our results highlight the fact that Ms. Y was
looking critically at her knowledge and gradually developed a
deeper understanding in that content area. Data analysis from
earlier years revealed a limited understanding of the SBF
representation as a conceptual tool. However,
she actively sought resources (fellow colleague, Ms. T and
researchers present in the classroom) to help her understand the
interconnections between multiple structures, their functions in
the system and visible and invisible behaviours. Her increasing
confidence in the content area, coupled with collaboration,
resulted in her being highly motivated to extend the research
tools to other areas of her classroom practice.
This case
study provides an existence proof that AOT and PFL can be used
to explain a single case of transfer. It is important however to
consider the limitations from a single case (Yin, 2009).
Although we cannot rule out all possible rival explanations, we
triangulated data from multiple data sources and included
researchers with a range of disciplinary backgrounds and
experience in the interaction analysis. Other members of the
research team who were not involved in the IA sessions reviewed
the examples and interpretations that were presented here. We
acknowledge that further research in complex classroom
environments is needed in order to generalize these findings. Because of
the importance of the social interactions and feedback that Ms.
Y received from teaching her students (e.g., Okita &
Schwartz, in press),
The
analysis presented in this study suggests the possibilities of
extending research on alternative approaches to transfer
(Lobato, 2006; Bransford & Schwartz, 1999; Van Oers, 1998).
These new approaches to transfer suggest a much more complex and
dynamic process than traditional cognitive accounts. Our results
also suggest that different theoretical frameworks can be
productively integrated in providing accounts of transfer. In
our case, teacher adoption and appropriation of a learning
framework was an exciting by-product of scholarly research
because it provides evidence that classroom innovations can be
appropriated and sustained.
Keypoints
Acknowledgements
This
research was funded by Institute of Education Sciences (IES)
grant # R305A090210. Conclusions or recommendations expressed in
this paper are those of the authors and do not necessarily
reflect the views of IES. We thank
the participating teachers without whom this work would not be
possible. An earlier version of this research was presented at
the 2010 International Conference of the Learning Sciences.
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