When
Knowing is Not Enough – the Relevance of Teachers’
Cognitive and Emotional Resources for Classroom Management
Johanna Seiza,
Thamar Vossb, Mareike Kuntera
aGoethe
University of Frankfurt, Germany
bUniversity of
Tübingen, Germany
Article received 22 December
2014 / revised 13 March 2015 / accepted 26 March 2015 /
available online 13 May 2015
Abstract
This study expands the
discussion on teacher competence by investigating the
relevance of teachers’ combined cognitive resources and
emotional resources for effective classroom management.
While research on teacher qualification stresses the
importance of knowledge for effective teaching, research
on teacher stress focuses on their emotional functioning,
often without connection to their in-class behaviour.
Drawing on findings from health psychology showing that
high levels of emotional exhaustion can impair cognitive
performance, we hypothesised that teachers’
pedagogical/psychological knowledge would predict their
classroom management behaviour only when their level of
emotional exhaustion was low. We administered a test to
assess the pedagogical/psychological knowledge of 205
secondary school teachers, measured their emotional
exhaustion, and assessed their classroom management using
ratings of their 4,672
students obtained one year later. Data were analysed using
latent moderation analyses, a novel statistical approach
that rarely has been employed in research on learning and
instruction. Our findings confirmed our hypotheses and
indicated an interaction between teachers’ cognitive
resources and emotional resources, which together predict
their classroom management behaviour. Thus, the new
theoretical and empirical integration of two distinct
areas of teacher quality broadens our understanding of
teacher resources necessary for effective instruction. We
argue that teacher education should acknowledge the
interplay of the different resources teachers have and
help them develop their emotional resources to ensure
effective instruction.
Keywords: classroom management; teacher competence; emotional exhaustion; professional knowledge
Corresponding
author. Johanna
Seiz, Institute of Psychology, Department of Educational
Psychology, Goethe University, Theodor-W.-Adorno-Platz 6, 60629
Frankfurt/Main, Germany. E-mail: seiz@psych.uni-frankfurt.de DOI: http://dx.doi.org/10.14786/flr.v3i1.141
1.
Introduction
There
has been considerable debate in educational research about
which qualities make teachers effective (e.g., Roehrig et al., 2012).
From a subject-specific perspective, professional knowledge
as a cognitive resource is essential (Shulman, 1986, 1987);
however, some authors (e.g.,
Jennings & Greenberg, 2009) stress the
importance of teachers’ emotional resources. In this study
we expand the discussion on teacher competence by
investigating the relevance of teachers’ combined cognitive
resources and emotional resources for effective classroom
management.
Teaching
is a complex activity (Doyle,
2006; Helsing, 2007) in two respects. First,
classrooms have unique characteristics (Doyle, 2006). For
instance, the multitude of tasks which all require an
adequate response from the teacher, reflects considerable multidimensionality. As
many tasks occur simultaneously, teachers need appropriate
monitoring and management skills. Unexpected disruptions can
occur in the classroom and put constant pressure on the
teacher and the teaching task (Doyle, 2006). Second,
teachers need to employ several skills for effective
instruction (e.g. Baumert
et al., 2010). They must choose instructional tasks
and appropriate methods, establish rules and structures to
manage the class, and provide students with emotional as
well as individual learning support (Baumert et al., 2010; Pianta
& Hamre, 2009).
All
these demands and practices occur simultaneously and are
interconnected. Some authors argue that efficient classroom
management supports learning-related activities as it
structures the learning environment (Doyle, 2006; Ophardt &
Thiel, 2008). The widely-used observation tool Classroom
Assessment Scoring System (CLASS) considers classroom organisation to be one
dimension in its framework, as it is believed to be relevant
to students’ academic and social development (Pianta & Hamre, 2009).
Taking this into account, we focus in this study on
classroom management as an important part of instructional
quality.
Evertson
and Weinstein (2006)
defined classroom management as “the actions teachers take
to create an environment that supports and facilitates both
academic and social-emotional learning” (p. 4). This
definition subsumes various dimensions of teacher behaviour.
Empirically effective and therefore central dimensions of
classroom management include monitoring students’ behaviour,
preventing disturbances, establishing rules, and quickly
intervening during disruptions (Marzano, Marzano, &
Pickering, 2003). Monitoring involves continuously
observing students, which enables the teacher to prevent or
detect, and possibly react quickly to, disruptions (Doyle, 2006; Kounin, 1970).
Establishing rules in the classroom is an important part of
classroom management (Emmer
& Evertson, 2013), as these help students to regulate
their behaviour. In addition, reacting adequately
and quickly to disruptions is crucial (Marzano et al., 2003). Further
dimensions of effective classroom management focus on the
quality of student-teacher relationships and the maintenance
of instructional flow (Doyle,
2006; Pianta, 2006).
Empirical
evidence shows that classroom management is crucial for
students in various groups and in different domains (Wang, Haertel, & Walberg,
1993). Effective classroom management is a strong
predictor for students’ academic outcomes (e.g. Wang et al., 1993).
Yet classroom management also is related to non-cognitive
outcomes such as students’ motivation and interest in (Fauth, Decristan, Rieser,
Klieme, & Büttner, 2014; Kunter, Baumert, &
Köller, 2007), and satisfaction with, school (Nie & Lau, 2009).
Further, effective classroom management can result in better
student-teacher relationships (de Jong et al., 2014).
However, effective classroom management is challenging,
especially for young teachers, who often do not feel well
prepared for the task (Liston,
Whitcomb, & Borko, 2006).
To
summarise, effective classroom management is crucial for
students yet challenging for teachers, as it requires
pedagogical, social and emotional competence as well as the
ability to react quickly and appropriately in critical
situations. Given the complexity of classroom management,
the question arises as to which resources—in the sense of
personal prerequisites—teachers need to manage their
classrooms effectively.
1.1 Necessary
resources for effective classroom management
There
is considerable discussion about the prerequisites for
providing high quality instruction and managing the
classroom effectively. In the following section we introduce
two views, one stressing the importance of teachers’
professional knowledge and the other stressing the relevance
of teachers’ emotional resources.
1.1.1
Professional knowledge – the importance of teachers’
cognitive resources
One
particular cognitive resource that often is considered a
prerequisite for high quality instruction is professional
knowledge (Depaepe, Verschaffel, & Kelchtermans,
2013; Shulman, 1986, 1987). Within
this discussion professional knowledge is understood as
specialised knowledge shared within a community of
professionals. Research has shown that subject matter
related knowledge such as subject-specific content
knowledge and
subject-specific pedagogical content knowledge are
important for processing and communicating content related
tasks (Depaepe et al., 2013;
Krauss et al., 2008). Subject matter related
knowledge is an important predictor for cognitive activation
and student achievement (Baumert
et al., 2010; Hill, Rowan, & Ball, 2005).
Regarding
classroom management, subject-unspecific knowledge such as pedagogical/
psychological knowledge, meaning the teachers’ knowledge of creating and
improving classroom situations and interactions, is of
great importance. Such knowledge
includes that of classroom management strategies, teaching
methods, classroom assessment and dealing with students’
heterogeneity (Park & Oliver, 2008; Voss, Kunter, &
Baumert, 2011; Voss, Kunina-Habenicht, & Kunter, 2015).
Pedagogical/psychological knowledge subsumes declarative and
procedural knowledge (Voss et al., 2011). The importance of this knowledge was indicated
in a recent study in
which teachers’ pedagogical/psychological knowledge was
shown to be associated with the quality of their
instruction, including classroom management (Voss, Kunter,
Seiz, Hoehne, & Baumert, 2014). Helping teacher
candidates develop classroom management skills is therefore
an essential part of teacher education (Emmer & Stough,
2001).
The
assumption that teachers need cognitive resources such as
professional knowledge for effective instruction thus seems
well established. However, considering the great challenge that
teaching may present, other researchers have argued that
emotional resources are another important asset for
teachers.
1.1.2
The importance of teachers’ emotional resources
In
their prosocial classroom model, Jennings and Greenberg (2009)
claim that teachers’ social and emotional resources are
prerequisites for effective teaching and especially for
classroom management. Following their model, teachers with sufficient
emotional resources are better capable of dealing with
diverse challenges in their classrooms such as effectively
managing their classrooms. In the model it is
assumed that effective classroom management leads to an
optimal classroom climate with positive social, emotional and
academic outcomes for students (Jennings
& Greenberg, 2009).
Teachers’
emotional resources clearly are an important topic to
investigate (Sutton, 2005;
Sutton & Wheatley, 2003). Teaching is an
emotionally challenging profession and teachers need to be
able to regulate their emotions (Roeser et al., 2013).
Teachers’ emotional resources have often been analysed
within health psychology, focusing on how negative emotions
evolve; yet few studies have analysed the relationship
between teacher emotions and instructional behavior. Keller, Chang, Becker, Goetz, and
Frenzel (2014) showed that emotional exhaustion was
related to teachers’ emotional experience in their
classrooms. Highly exhausted teachers reported increased feelings
of anger and less enjoyment during instruction. Further,
teacher emotions were associated with student-rated
instructional quality (Frenzel,
Goetz, Stephens, & Jacob, 2009). In a study testing the assumption that
teachers’ emotional resources are relevant to their
instructional behaviour, Klusmann,
Kunter, Trautwein, Lüdtke, and Baumert (2008) found that teachers who were able to balance
their emotional engagement attained better instructional
quality and their students reported greater motivation. Additionally,
students’ and teachers’
emotions seem to be related (Becker, Goetz, Morger, &
Ranellucci, 2014): Students who witnessed their
teachers enjoying instruction also felt more enjoyment in
class. Summing up, teacher emotions are a relevant
resource for effective instruction.
1.1.3
Combining the perspectives: The interplay of cognitive and
emotional resources
To date, researchers have investigated the
cognitive and emotional resources of teachers mostly in
separate studies stemming from different theoretical
traditions (e.g. Brouwers & Tomic, 1999; Depaepe et al.,
2013; Skaalvik & Skaalvik, 2011), neglecting a
possible joint relevance for effective teaching, especially
for classroom management. In our study, we combine both
perspectives. Although we agree that cognitive resources
such as professional knowledge are crucial for effective
instruction, we argue that due to the complexity of
teaching, teachers will be able to profit from their
cognitive resources only if they also possess a sufficient
amount of emotional resources. Thus, one the one hand, in
this study we consider teachers’ pedagogical/psychological
knowledge as an example of their cognitive resources. On the
other hand, we consider emotional exhaustion as a central
aspect of teachers’ emotional resources (Klusmann et al., 2008).
Emotional exhaustion is the feeling of being drained or
experiencing chronic fatigue and a low level of energy (Maslach & Leiter, 1999; Schwarzer,
Schmitz, & Tang, 2000),
and it is the core component of burnout syndrome (Maslach, Schaufeli, &
Leiter, 2001). Many studies have shown that
teachers generally report higher levels of emotional
exhaustion than other professionals although significant
differences among teachers exist (e.g., Hakanen, Bakker
&, Schaufeli, 2006; Unterbrink et al., 2007).
The
interdependence of cognitive and emotional resources already
has been empirically demonstrated in research on health
psychology. Studies comparing the cognitive functioning of
highly exhausted adults and non-exhausted adults have shown
that those with high levels of exhaustion had impaired
cognitive functioning (Kleinsorge, Diestel, Scheil, & Niven,
2014; Sandström, Rhodin, Lundberg, Olsson, & Nyberg,
2005). In a
study by Van der Linden,
Keijsers, Eling, and Schaijk (2005) a non-clinical
sample of exhausted teachers performed significantly lower
on cognitive performance tasks than a sample of
non-exhausted teachers. Feuerhahn
et al. (2013) investigated the relation between
emotional exhaustion and multiple indicators of performance
using a sample of teachers with varying degrees of
exhaustion. They found that emotional exhaustion was related
to cognitive impairment. In a follow-up investigation
six months later, emotional exhaustion at the first testing
period predicted impairment ratings at the second testing
period. However, emotional exhaustion at the second testing
period was not predicted by cognitive impairment at the first
testing period, meaning that emotional exhaustion leads to
cognitive impairment, rather than the other way around.
Most of these
studies were framed within information processing theory (e.g., Feldon, 2007; Mayer, 2012;
Sweller, Van Merrienboer, & Paas, 1998) which assumes that emotional exhaustion limits
information processing capacity and thus leads to poorer
performance on cognitive performance tasks. Applying this to teachers, who need sufficient
information processing capacities to be able to use their
cognitive resources in challenging classroom situations (Feldon, 2007), one might assume that high levels of
emotional exhaustion could drain processing capacities
limiting the access to professional knowledge.
Further
theories and approaches can be used to support our argument.
Ego depletion theory assumes that self-regulation is based
on a limited amount of resources (Baumeister, Gailliot, DeWall,
& Oaten, 2006) and that each act of
self-control exhausts these resources and leads to a state
of ego depletion. Subsequent attempts at self-control or
volition will fail due to a lack of available resources.
Studies supporting ego depletion theory showed that after
acts of self-regulation (e.g. emotional or attentional
regulation) performance was impaired in tasks demanding
high-order cognitive functioning (Johns, Inzlicht, & Schmader,
2008; Schmeichel, Vohs, & Baumeister, 2003). It
could be argued that teachers with a high level of emotional
exhaustion are in a state of ego depletion because their
self-regulatory efforts have used up resources for further
acts of volition (e.g., knowledge-based decisions concerning
classroom management).
1.2 The
present study
In
this study we analyse the interaction between teachers’
cognitive resources and emotional resources for classroom
management behaviour. We argue that knowledge (as a
cognitive resource) and emotional exhaustion (as an
emotional resource) are interconnected when it comes to
predicting teachers’ behaviour as emotional exhaustion might
limit capacities to process knowledge. Classroom management
behaviour such as monitoring or preventing disturbances
relies on cognitive resources as it requires quick reactions
to the unforeseen (e.g., Feldon, 2007). We hypothesize that
the successful application of knowledge in challenging
classroom situations requires sufficient information
processing capacity, but that high emotional exhaustion will
reduce these processing capacities, thus limiting teachers’
access to knowledge. Only when teachers possess sufficient
emotional resources will they have enough capacities to
apply knowledge-based strategies to manage the classroom. To
our knowledge, this is the first study that combines
cognitive and emotional resources of teachers to predict
their in-class teaching behaviour.
1.3 Hypotheses
Methodologically,
we
thus investigate whether teachers’ emotional exhaustion
moderates the relation between their professional knowledge
and their classroom management behaviours, as indicated by
their prevention of disturbances and their monitoring
behaviour. We hypothesise as
follows:
[1]
Pedagogical/psychological
knowledge
will not predict:
a)
classroom disturbances when the level of
emotional exhaustion is high.
b)
monitoring behaviour when the level
of emotional exhaustion is high.
[2]
When
the level of emotional exhaustion is low,
pedagogical/psychological knowledge will relate:
a)
negatively to classroom disturbances.
b)
positively to monitoring behaviour.
2.
Method
2.1 Design
and sample
The
data used in this study were derived from a larger
longitudinal study investigating the development of
secondary school mathematics teacher candidates’
professional competence during and after the practical
induction phase. The practical induction phase is mandatory
in Germany and follows university studies. During this phase
teacher candidates are placed in schools where they observe
instruction and gradually start their own teaching. In
addition, they attend courses on general principles of
teaching.
Two
assessments of this study were used for this analysis. The
first assessment involved 568 participants and was conducted
at the end of the participants’ induction phase. In this
assessment, pedagogical/psychological knowledge and
emotional exhaustion were assessed. The aim of the second
assessment was to gather data on instructional quality
(rated via students) of the participants after they had taken over full teaching
responsibilities. Therefore, the second assessment
was conducted 14 months after the end of the induction phase to ensure that
participants were already established as teachers. In this
assessment 205 teachers and their students still
participated. In our study we aimed at predicting student-
rated quality of classroom management using prior teacher
resources. Therefore we used this subsample of 205 teachers
of the second assessment as our sample of analysis.
Our sample
was 61% women and the average age of the participants was
28.4 years (SD =
3.74) at the first assessment. Participants had on average
14 months of teaching experience when the data were
collected at the second assessment. Germany has a tracked
school system with a high, an intermediate and a low track.
These different school types were represented in the sample;
however, the sample was slightly skewed as 61.3% of the
participants taught the highest school track. In 2013/2014,
47% of all students in Germany attended the highest school
track (Statistisches Bundesamt, 2014).
We
analysed the demographic variables (age, sex and school
type) and self-reports on motivation and exhaustion of the
dropouts from the two different samples of the longitudinal
study. Participants of the second assessment taught more in
the higher school track, were more enthusiastic and
satisfied with their jobs, and showed less emotional
exhaustion. Thus, the generalisability of our results may be
somewhat compromised.
In
addition, 4,672 students from grades 7 to 10 participated in
the second assessment and were included in our analyses. On
average 12 students rated the classroom management of each
teacher. Teachers were allowed to have up to five classes
participate in the ratings. However, ratings from all the
classes of each teacher were combined, as they revealed high
correlations across classes and our focus was on the
teacher.
A
different analysis of this data focussing on the importance
of pedagogical/psychological knowledge for general
instructional quality based on a different teacher sample
already has been published (Voss
et al., 2014). The focus of this investigation is the
relevance of the interplay between different teacher
resources and how this interplay affects classroom
management, which has not yet been the subject of
investigation. Including emotional exhaustion as a moderator
expands existing research and allows testing more
differentiated hypotheses on the relevance of teachers’
professional knowledge.
2.2 Measures
We
applied confirmatory factor analysis and structural equation
modeling. The scales and items described represent the
multiple indicators for the latent factors. Table 1 provides
an overview of the descriptive data and the reliabilities of
the measures based on the raw dataset. The remainder of the
analysis refers to the latent dimensions of the variables.
Table 2 provides an overview of the fit indices of the
measurement models; Appendix A displays information on
factor loadings of the indicators on the respective factors.
Table 1
Psychometric
properties of study variables
Variables |
Items |
M |
SD |
ICC1 |
ICC2 |
ADM |
ɑ |
Missing
in % |
Teacher ratings |
|
|
|
|
|
|
|
|
Pedagogical/psychological
knowledge |
39 |
73.37 |
11.45 |
― |
― |
― |
.79 |
19.5 |
Emotional
exhaustion |
4 |
72.02 |
1.64 |
― |
― |
― |
.81 |
8.3 |
Student ratings |
|
|
|
|
|
|
|
|
Classroom
disturbances |
6 |
72.17 |
1.74 |
.33 |
.92 |
.70 |
― |
.6 |
Monitoring |
3 |
72.85 |
1.65 |
.23 |
.87 |
.64 |
― |
.7 |
Note. Student
ratings based on teacher mean scores. ICC = intraclass
correlation, ADM = average deviation index, averaged across
all classes of each teacher.
2.2.1
Pedagogical/psychological knowledge
To
assess teachers’ pedagogical/psychological knowledge we
employed a test that had been used and validated in previous
studies (Voss et al., 2011; Voss et al., 2014). The test
consists of four scales measuring knowledge of classroom
management, teaching methods, classroom assessment and
students’ heterogeneity. Test construction and validation
analysis indicated that the scales are well represented by a
second order factor expressing general
pedagogical/psychological knowledge (Voss et al., 2011);
thus we used the scales as indicators of one latent factor.
Altogether, the measure consists of 39 items across the four
subscales including multiple-choice, short-answer and
video-based items (Voss et al., 2011). The multiple-choice
items assessed declarative knowledge whereas procedural
knowledge also was assessed using video-based items on
classroom management. Pedagogical/psychological knowledge as
measured by this test has proven to be differentiable from
discriminant constructs such as general reasoning ability,
pedagogical content knowledge and teacher beliefs about
mathematics learning and teaching (Voss et al., 2011).
2.2.2
Emotional exhaustion
We
used an established German version (Enzmann & Kleiber, 1989)
of the Maslach Burnout Inventory (Maslach, Jackson, & Leiter, 1996) to
assess teachers’ state of emotional exhaustion. The
instrument consists of four items and participants rated
their agreement with statements (e.g., “I often feel
exhausted at school”) on a 4-point response scale (1 =
strongly disagree, 4 = strongly agree).
Table 2
Fit indices of
individual and combined measurement models without
interaction term
Model |
χ2 |
df |
p |
CFI |
RMSEA |
SRMR (between) |
SRMR (within) |
Teacher
ratings |
|
|
|
|
|
|
|
Emotional
exhaustion |
2 8.57 |
2 |
.01 |
.97 |
.03 |
.03 |
― |
Pedagogical/
psychological knowledge |
6.85 |
2 |
.03 |
.94 |
.03 |
.04 |
― |
Student
ratings |
|
|
|
|
|
|
|
Classroom
disturbance |
173.42 |
18 |
.00 |
.98 |
.04 |
.03 |
.03 |
Monitoring |
.00 |
0 |
1.00 |
1.00 |
.00 |
.00 |
.00 |
Measurement
models without interaction term |
|
|
|
|
|
|
|
Model
1 |
277.93 |
94 |
.00 |
.98 |
.02 |
.05 |
.03 |
Model
2 |
75.24 |
49 |
.01 |
.98 |
.01 |
.06 |
.00 |
Note. CFI
= Comparative fit index; RMSEA = root-mean-square error of
approximation; SRMR = standardized root-mean-square residual.
Dashes indicate nonavailable data. The monitoring model is
saturated.
2.2.3
Classroom management
There
are several methods to assess instructional quality: teacher
ratings, student ratings or ratings of external observers (Lüdtke, Robitzsch, Trautwein,
& Kunter, 2009). We measured the quality of
classroom management with students’ ratings to avoid shared
method variance (Podsakoff,
MacKenzie, Lee, & Podsakoff, 2003) and because
several studies have indicated that students are a reliable
and valid source for judging instructional quality (e.g., Fauth et al., 2014;
Lüdtke, Trautwein, Kunter, & Baumert, 2006).
Research suggests that teacher and student ratings of
classroom management are highly congruent (e.g. Kunter &
Baumert, 2006).
Students
responded to all classroom management items using a 4-point
Likert scale (1 = strongly disagree, 4 = strongly agree).
Classroom disturbances were assessed using six items (e.g.,
“In mathematics class it takes a long time at the
beginning of the lesson until the students have settled down
and started working”), giving examples of wasting time in
class and student disruptions. A high score on this scale
represented a high rate of classroom disturbances. Monitoring
was assessed using three items (e.g., “In mathematics our
teacher always knows what is going on in the classroom”). Both
scales were developed in a previous project (Baumert, Gruehn, Heyn, Köller,
& Schnabel, 1997) and have been validated in
several other studies (e.g.,
Kunter et al., 2007). Two-level confirmatory factor
analysis and model difference tests revealed a significantly
better fit for a two-factor model of the two aspects of
classroom management than for a global factor.
To estimate whether
the individual student ratings can be conceptualised as
indicators for behaviour on the teacher level, we followed
recommendations by Marsh et
al. (2009). The reliability and agreement of the
ratings on the teacher level was calculated using
intra-class correlations (ICC) and the average deviation
index (ADM) of the manifest scales (Lüdtke et al., 2006).
The ICC1 indicated the amount of variance among
groups; in our case it reflected differences in classroom
management ratings among teachers. The ICC2 described
the reliability of the group-mean rating of the whole scale,
taking into account the number of raters. It can be
interpreted in a similar manner as Cronbach’s alpha. The ADM
is a means for assessing agreement within the group. It
represents the average individual deviation from the group
mean and is expressed in the metric of the original scale.
There
were substantial differences in ratings of classroom
disturbances (ICC1 = .33) and monitoring (ICC1
= .23) among the teachers in our sample. Both scales
showed good reliability on the class level (classroom
disturbances ICC2 = .92; monitoring ICC2 =
.87). The ADMs were at .70 for classroom
disturbances and at .64 for monitoring, indicating good
agreement, with average individual ratings differing less
than one point of the scale from the group mean.
2.2.4
Control variable
School
type was included as a control variable on the teacher level
(dummy coded: high track versus lower tracks).
2.3 Statistical
analysis
Our
data has a hierarchical structure with students being nested
in teachers. We therefore analysed the data using multilevel
modeling, which overcomes the violation of the independence
of observations and produces correct standard errors (Hox, 2010). Teacher
resources were assessed on the teacher level. Ratings of
classroom management were assessed on the student level. We
chose the teacher level and not the class level as our unit
of analysis, since our focus is on the relevance of teacher
resources. We combined multilevel modeling with structural
equation modeling, thus correcting measurement errors. All
constructs were estimated as latent factors with multiple
indicators using Mplus (Muthén
& Muthén, 1998-2010). In our analysis,
classroom management was modeled as a latent factor
simultaneously on the individual level and the teacher
level. With this doubly latent approach we followed the
recommendations by Marsh et
al. (2009), correcting measurement error on both
levels as well as sampling error on the teacher level.
To test our hypotheses that the relation
between pedagogical/psychological knowledge and classroom
management is moderated by teachers’ exhaustion, we used the
latent moderation structural equation approach (LMS; Klein & Moosbrugger, 2000)
implemented in Mplus. By using latent predictors and
calculating the interaction term of latent predictors we
overcame the problem of manifest moderation analysis, in
which the multiplicative term is affected particularly by
measurement error (Klein,
2000). The LMS approach corrects measurement error
in the predictor terms as well as in the multiplicative
interaction term, leading to unbiased estimates for
interaction effects. Following the suggestion of Klein and Moosbrugger (2000),
the latent factors were entered as predictors and then a
multiplicative term of these two latent factors was formed,
resulting in the following equation for the between-level
(Schermelleh-Engel, Kerwer, & Klein, 2014):
η B = α + γ1Bξ1B + γ2Bξ2B + γ3Bξ1Bξ2B + ζ B
(1)
This analytical approach is relatively new,
computationally intensive and has rarely been applied in
research on learning and instruction. We calculated two
separate models for each aspect of classroom management due
to the computational complexity.
The
rate of missing values was acceptable for most variables
(0.7 % for student ratings; 8.3 % for emotional exhaustion)
except for pedagogical/psychological knowledge (19.5 %; see
Table 1). This test was conducted only in the first
assessment. The high percentage of missing data for the
knowledge scores emerged as not all teachers participating
in the second assessment (our sample of analysis) had
completed the knowledge test in the first assessment. We
analysed the selectivity of teacher respondents vs.
non-respondents regarding demographic variables and
teachers’ emotional exhaustion. Because there were no
significant differences between these groups and thus no
indication for systematic missing values (Schafer & Graham, 2002),
we used the effective full information maximum likelihood
(FIML) algorithm (Enders
& Bandalos, 2001) to estimate missing values in
the following analysis. All significance testing was
undertaken at the .05 level.
For the
calculation of practical effect sizes of multilevel analysis
the following
formula was employed (Reyes,
Brackett, Rivers,
White, & Salovey, 2012): (see pdf for formula)
While γ is the association between predictor and
outcome variable, (see pdf)
and (see pdf) are
the
between- and within-group variances of the outcome variable
(from the
unconditional model). Reyes et al. (2012) states
that δ can be interpreted similarly to Cohen’s (1988) d.
3.
Results
3.1 Preliminary
analysis
We
conducted zero-order correlations on the teacher level
between all latent factors involved in the analysis (see
table 3).
Table 3
Latent
standardized correlations of the study variables
Variables |
1 |
2 |
3 |
4 |
5 |
Teacher
ratings |
|
|
|
|
|
1
Pedagogical/psychological
knowledge |
― |
-.18 |
-.10 |
.11 |
.22* |
2
Emotional
exhaustion |
|
― |
.02 |
.04 |
-.05 |
Student
ratings |
|
|
|
|
|
3
Classroom
disturbances |
|
|
― |
-.78* |
-.11 |
4
Monitoring |
|
|
|
― |
-.29* |
5
School
type |
|
|
|
|
― |
Note. School
type is dummy-coded: high track versus low track.
* p <
.05.
3.2 Results
of the latent moderation models
After
our preliminary analysis, we calculated two separate models
of latent interaction. Pedagogical/psychological knowledge
and the moderator emotional exhaustion were entered as
predictors. Then the multiplicative term of the two latent
factors pedagogical/psychological knowledge and emotional
exhaustion was added as the third predictor. The dependent
variables were either students’ ratings of classroom
disturbance or monitoring-ratings. We controlled for school
type by including it as an additional predictor in the
models.
Although
fit indices for the LMS approach have not yet been developed
(see Table 2 for fit indices for the measurement models
without interaction term), it is possible to test the models
with interaction effect against models without interaction
effect using log likelihood differences, which are
χ-distributed (Klein &
Moosbrugger, 2000). The results of the difference
tests revealed that the models with interaction term fit the
data significantly better than models without interaction
term, indicating that a significant interaction effect
existed in both models (see Table 4).
Table 4
Latent
regression on teachers’ classroom management behavior with
pedagogical/psychological knowledge as predictor and
emotional exhaustion as moderator
|
Model 1 |
Model 2 |
||
|
Classroom disturbances |
Monitoring |
||
Variable |
b (SE) |
δ |
b (SE) |
δ |
Intercept |
2.24*(.04) |
|
2.63*(.03) |
|
School type |
-.08*(.08) |
-.11 |
-.22*(.06) |
-.63 |
Pedagogical/psychological
knowledge |
-.03*(.06) |
-.04 |
.06*(.04) |
.17 |
Emotional
exhaustion |
.06*(.05) |
.09 |
-.04*(.04) |
-.12 |
PPK x EE |
.11*(.01) |
.16 |
-.10*(.03) |
-.29 |
R² |
.07 |
|
.14 |
|
Note. Model
fit indices for LMS not yet provided by Mplus. PPK =
Pedagogical/psychological knowledge; EE = Emotional
exhaustion; b = unstandardised
regression
coefficient; SE = standard
error;
δ
= effect size.
* p
< .05.
The
effect sizes for the interaction effects can be considered
small. Following recommendations by Aiken and West (1991) we
plotted the interactions using different levels of the
moderator. The three slopes represent different levels of
the moderator emotional exhaustion (one standard deviation
below the mean, the mean, and one standard deviation above
the mean; see Figures 1 and 2). Additionally, we tested
whether the simple slopes differed significantly from zero,
meaning that the slope for the chosen value of the moderator
was significant. Since the interactions were disordinal,
there can be no valid interpretation of the main effects (Aiken & West, 1991).
For
the prediction of monitoring there also was a significant
interaction between knowledge and emotional exhaustion.
Testing the simple slopes revealed that only the slope for a
large amount of knowledge and a low level of emotional
exhaustion was significant (see Figure 2), indicating that
only teachers with a high level of knowledge experiencing a
low level of exhaustion showed better monitoring.
Figure 1. Interaction effect of
pedagogical/psychological knowledge (PPK) and emotional
exhaustion (EE) on classroom disturbances
Figure 2.
Interaction effect of pedagogical/psychological knowledge
(PPK) and emotional exhaustion (EE) on monitoring (see pdf).
4.
Discussion
The aim of this
study was to analyse the joint relevance of teachers’
cognitive and emotional resources for classroom management.
By analysing the distinct interplay of these resources we
extended research in the area of teacher competence. Our
results indicate that neither cognitive nor emotional
resources alone are linked to students’ ratings of classroom
management, as there were no significant bivariate
correlations or main effects. Still, significant interaction
effects illustrate that teachers’ cognitive and emotional
resources interact.
The results of both
interaction models reflect the hypothesised mechanism of
interplay between the resources: Only the combination of
knowledge and a low level of emotional exhaustion is
associated with ratings of effective classroom management (a
low level of classroom disturbances or a high level of
monitoring). These results confirm hypotheses 2a and 2b.
However, knowledge does not predict classroom management
when the level of emotional exhaustion is high or average
(hypotheses 1a and 1b).
Our results
indicate that pedagogical/psychological knowledge alone may
not be sufficient for effective classroom management but
rather that
cognitive and emotional resources are synergistic: Only the
combination of resources results in better classroom
management. These
results could be interpreted as potential support for our
theoretical argumentation following information processing
theory. A high level of emotional exhaustion may influence
teachers’ information processing capacity and consequently
teachers will not be able to process their knowledge
extensively. In a similar vein the results can be
interpreted through the lens of ego depletion theory.
Teachers experiencing high emotional exhaustion need to
intensively regulate their emotions during instruction (Näring, Briët, & Brouwers,
2006). This emotional labour may deplete
volitional resources for consecutive higher-order
cognitive activities, like applying professional knowledge
in challenging classroom situations. No matter which
theoretical approach is followed, processing of knowledge
fails if teachers are highly exhausted, and classroom
management is less effective.
Our
study integrated several innovative aspects. First, we
combined two theoretical approaches to teacher competence,
which have not yet been brought together empirically.
Through analysing the interaction of cognitive and emotional
resources we aimed to detect relevant psychological
processes influencing teacher behaviour. Second, with our
test of teachers’ pedagogical/psychological knowledge we
introduced an objective and direct measure of teachers’
cognitive resources, and thus went beyond subjective or
distal measures (e.g., course work) to assess teacher
knowledge. Third, we applied an advanced methodological
approach by using latent moderation analysis with multilevel
data which rarely has been applied in educational research
but overcomes problems of measurement error of the
multiplication term (Klein, 2000).
4.1 Limitations
and areas for future research
Some limitations of this study need to be
considered. First, the causal direction of our
argumentation and interpretation of our results needs
further proof. Due to our longitudinal design and the
temporal ordering of our variables we concluded that the
interplay between knowledge and emotional exhaustion has an
effect on later classroom management and that prior teacher
resources cannot be affected by later classroom management
problems with the classes that provided the ratings;
however, we were not able to control prior levels of
classroom management. There are several studies indicating
that teacher stress and emotional exhaustion may be a
consequence of problems with classroom management, and thus
reciprocal effects seem likely (e.g., Chaplain, 2008; Dicke, Parker, Marsh, et al., 2014). Further, problems with classroom management
may also impact student’s functioning and behavior (Helmke
& Renkl, 1993; Luckner & Pianta, 2011), which then
may influence teachers’ in-class experiences and thus affect
teachers’ resources in return. The relation of teacher
resources, classroom management and student functioning is
much more complex and our study was only able to focus on
some of these relations. More research and different designs
are needed to disentangle the different relations,
especially between classroom management and teachers’
emotional resources. Studies using cross-lagged designs
could help researchers approach this question. As our
results remained stable when using ratings of emotional
exhaustion of the second assessment, they can also support
our argumentation. However, the fact that the time interval
between the first and the second assessment was 14 months
needs to be considered an additional limitation as
pedagogical/psychological knowledge is likely to still
change after the induction phase.
Further,
another study based on a different teacher sample showed a
direct association between pedagogical/psychological
knowledge and classroom management (Voss et al., 2014),
which contrasts with our findings. This study assessed
teacher knowledge data at the beginning of the induction
phase, using a slightly different subsample. We conducted
several analyses in order to interpret these differences. As
participants did not differ substantially and the knowledge
test was invariant across measurements we conclude
differences in results to be on the conceptual level.
Apparently, during the evolvement of the induction phase and
the beginning of regular teaching emotional functioning
becomes more important, explaining our findings of
interaction effects and our lack of main effects.
Further,
in our study, we combined two approaches to assessing
teacher resources focusing on their professional knowledge
and emotional exhaustion. However, there are other relevant
aspects of teacher competence such as motivational
orientations, and other domains of their cognitive resources
such as beliefs (Baumert
& Kunter, 2013). Some researchers already have
approached the question as to how different competence
aspects influence each other (Dicke
et al., 2014; Klusmann, Kunter, Voss, & Baumert, 2012).
However, we argue that instead of analysing these
associations with regard to teacher variables as outcomes it
would be interesting to study the additional impact of these
interplays on instructional or student outcomes.
In
general, alternative explanations for the results might be
applied. For instance, it would be possible that teachers
high in pedagogical/psychological knowledge are very
self-efficacious regarding their classroom management. These
favourable motivational orientations could also help to
apply knowledge during instruction, resulting in effective
classroom management (Morris-Rothschild
& Brassard, 2006).
Regarding
the generalisability of our results we need to point out
some specific characteristics of our sample. First, our sample was
not representative. Second, our sample consisted
of secondary school mathematics teachers and their students.
As our research question was not subject-specific we would
expect similar results in samples of teachers of other
subjects. Third, our sample included teachers with
relatively little teaching experience. Since we based our
arguments on information processing theory, our results need
to be interpreted with caution: research has shown
differences in information processing between expert and
novice teachers (Swanson,
O’Connor, & Cooney, 1990; Wolff et al. 2014).
More experienced teachers possess more automatised routines
and schemas which claim less information processing capacity
(e.g., Feldon, 2007).
Further, differences between experts and novices in terms of
classroom management exist in their perceptions of classroom
events, in that novices have problems noticing simultaneous
class events (Van den
Bogert, Van Bruggen, Kostons, & Jochems, 2014).
This could be interpreted in a way that that classroom
management claims more information processing capacity from
novices than from experts (Sabers,
Cushing, & Berliner, 1991). According to such
findings it is possible that the joint relevance of teacher
resources analysed in this study could apply especially to
teachers with little experience and thus may be
overestimated in our sample. Also, it could be that
experienced teachers’ emotions differ from those of less
experienced teachers when reacting to classroom management
situations (Sutton &
Wheatley, 2003). It would be highly recommendable
for future studies to explore this relation with samples of
more experienced teachers.
4.2 Theoretical
and educational implications
Teaching
is challenging and our results show that resources of
successful teachers interact in complex ways. We argue that
this expanded view on teacher resources is highly relevant
for teacher education and pedagogical practice. Teacher
education aims to prepare students for their professional
career, yet the understanding of teacher resources focuses
foremost on teachers’ professional and practical knowledge (Korthagen & Kessels, 1999).
Also, teacher selection programs often focus on knowledge,
yet our results indicate that knowledge alone might not be
sufficient. We argue for a combined approach in teacher
education that focuses on the development of professional
knowledge as well as on teachers’ emotional resources.
Several
authors highlight the importance of acknowledging teaching
as an emotional practice (Chang,
2009; Sutton & Wheatley, 2003).Teachers’
emotional resources are also relevant for students. Students
profit from having warm and highly supportive
student-teacher interactions in regard to their academic
development, self-regulation and their executive control (e.g. Roorda, Koomen, Spilt,
& Oort, 2011; Williford, Whittaker, Vitiello, &
Downer, 2013). As emotions often emerge in various
classroom situations regulation of emotions is especially
relevant for effective classroom management (Sutton & Wheatley, 2003).
Nevertheless, little is known about teachers’ emotional
processes in such situations (Chang, 2009). Chang
(2013) showed that the appraisal of classroom
incidents involving problematic student behaviour is related
to unpleasant emotions, which are associated with burnout.
This association between negative emotions and burnout was
in turn mediated by different coping strategies. Chang (2009) argues that
teachers should learn to regulate their emotions by using
reappraisal techniques and coping mechanisms.
Another
way to help teachers deal with their emotions has emerged.
Mindfulness training programs equip teachers with techniques
to integrate mindfulness skills in the classroom (Flook, Goldberg, Pinger, Bonus,
& Davidson, 2013) and thereby cope with stress
more effectively (Roeser et
al., 2013). After completing a mindfulness training
program, participants showed fewer burnout symptoms,
performed better on attentional tasks and even organised
their classrooms better than those in a control group (Roeser et al., 2013).
It
would seem beneficial to incorporate such training on
emotion regulation in teacher education and professional
development programs. Helping teachers understand their
emotions and enhance their competence in regulating them
certainly would not replace teachers’ professional
knowledge; however, knowledge of classroom management
strategies may help teachers prevent later exhaustion (Dicke et al., 2015; Klusmann et
al., 2012). We argue that teacher education and
continuing professional development programmes would profit
from broadening their scopes and acknowledging the relevance
of cognitive and emotional aspects of teacher competence and
their potential interplay. Helping teachers address their
emotions during teacher education and continuously
supporting them in doing this through professional
development would have two benefits: synergies between
teachers’ cognitive and emotional resources may be promoted,
enabling teachers to make the most use of their knowledge in
the classroom; and, in the long run, work-related stress and
burnout may be lessened or even avoided.
Keypoints
Teachers’ cognitive
and emotional resources interact.
Teachers’ knowledge
is not related per se to ratings of classroom management.
Teachers’ knowledge
predicts classroom management only when emotional exhaustion
is low.
Acknowledgments
This study
used data from the COACTIV-R research project which was funded
by the Max Planck Society’s Strategic Innovation Fund
(2008–2010). We would like to thank Patricia Alexander for her
helpful comments on a previous version of this paper.
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APPENDIX A
Standardized
factor loadings of latent factors
Factors and Indicators |
Factor loadings (within level) |
Factor loadings (between Level) |
Emotional
Exhaustion |
|
|
I often feel exhausted at school. |
― |
.79 |
As a whole, I feel overworked. |
― |
.65 |
I often notice how listless I am at
school. |
― |
.70 |
I sometimes feel really depressed at the
end of a school day. |
― |
.75 |
Pedagogical/
psychological knowledge |
|
|
Teaching methods |
― |
.72 |
Classroom management |
― |
.35 |
Classroom assessment |
― |
.56 |
Students’ heterogeneity |
― |
.56 |
Classroom Disturbance |
|
|
In mathematics teaching is very often
interrupted. |
.75 |
.99 |
In mathematics students talk among
themselves the whole time. |
.76 |
.99 |
In mathematics students mess around the
whole time. |
.70 |
.98 |
In mathematics it takes a very long time
at the start of the lesson until the students have
settled down and started working. |
.60 |
.95 |
In mathematics a lot of lesson time is wasted. |
.63 |
.95 |
In mathematics the lesson often starts
late. |
.42 |
.82 |
Monitoring |
|
|
In Mathematics our teacher always knows
what is going on in the classroom. |
.44 |
.87 |
In mathematics our teacher always checks
our homework thoroughly. |
.60 |
.68 |
In mathematics our teacher makes sure
that we pay attention. |
.45 |
.95 |
Note. All
loadings were significant at p < .05.